What is FINRA?

FINRA stands for Financial Industry Regulatory Authority.

FINRA is dedicated to protecting investors and safeguarding market integrity in a manner that facilitates vibrant capital markets. To protect investors and ensure the market's integrity, FINRA is a government-authorized non-profit organization that oversees US broker-dealers.

FINRA  uses innovative AI and Machine Learning technologies to keep a close eye on the market and provide essential support to investors, regulators, policymakers, and other stakeholders.